We're currently seeking an additional Compliance Officer to join our team. In this role, you'll provide regulatory compliance services to client broker-dealers, including establishing processes. The ideal candidate will have prior experience and hold active FINRA Series 7 & 24 licenses. This role reports to our Director of Growth and Operations.
Compliance Exchange Group (CXG) is the market leader in providing comprehensive turn-key services for Broker Dealers, including CMA / NMA services, buying, selling, and building Broker Dealers. We are the architects responsible for building successful firms for our clients, including principal outsourcing at all levels such as CCO, FINOP, and CEO, as well as developing regulatory compliance systems to meet FINRA, SEC, state, and federal requirements.
We are passionate about our work and are on a growth trajectory. CXG is composed of professionals dedicated to building and maintaining broker-dealers. We offer a fully remote work environment, a company culture that encourages personal and professional development, and a healthy work-life balance. Our benefits include competitive compensation, flexible work schedules, PTO, 401(k) with employer contributions, performance-based bonuses, opportunities for growth, and more!
This role is available as both a W2 and 1099 opportunity, with a compensation range of $40-$60 per hour.
This is a remote position.
#J-18808-Ljbffr...stations leverage viewer, distributor and advertiser demand for the FOX Networks national content. Job Description The Per Diem Photographer/Editor at Fox 2 (WJBK) is responsible for shooting and editing spot news, feature stories, and sports content. This per diem...
...Playtech - the world's largest online gaming software supplier - traded on the London Stock Exchange Main Market. Playtechoffers... ...Jersey! Job Description Join our exciting team as a Live Dealer for the swing shift (3 PM-11 PM) at our premier casino in Atlantic...
...Overview Join our team as a day shift, PRN, Medical Assistant in Tulsa, OK. Why Join Us? Thrive in a People-First Environment and Make Healthcare Better ~ Thrive: We empower our team with career growth opportunities and resources that support your wellness...
**Job ID Number**R5315**Employment Type**Full time**Worksite Flexibility**Remote**Job Summary**As the Data Governance Specialist, you will be responsible for several technical tasks, including developing and maintaining Collibra workflows, creating and maintaining...
...Title: Headquarters Gym Manager Summary: Rock Steady Boxing Headquarters gym is seeking a gym manager to run day-to-day operations at our training and education gym on the northeast side of Indianapolis. This Gym manager position will supervise our front desk and collaborate...